Compliance Analyst - 12 month FTC - Broker-Dealer
UNCLAIMEDMichael Page Finance · London · On-site
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Support the Head of Compliance & MLRO as part of the team to cover all aspects of the Compliance Monitoring Program, and other regulatory issues that impact the firm. Client Details Full-service Broker-Dealer - London, UK Description Work with the Senior Compliance office to support all onboarding and ongoing KYC/CDD
requirements for new counterparties. Undertake activities of the Compliance Monitoring Programme - not limited to transaction monitoring, personal account dealing, gifts log, Etc. …
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