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Manager - Risk and Compliance The role The Risk and Compliance team’s areas of activity are extensive, varied and firmwide. The primary focus is on ensuring compliance with all regulatory
requirements (principally Audit Regulations, Ethical compliance, ICAEW Practice Assurance and Designated Professional Body (investment business) regulations and oversight of the firms enterprise risk management (ERM) framework. The team also provide advisory services to fee earning and support teams, publish g…
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